New Gartner research reveals why traditional risk management is failing to keep pace with modern risks, and outlines how compliance leaders must enable organizational risk owners to build an ...

AI elevates compliance, or exposes it. The technology presents compliance leaders and lawyers with an extraordinary opportunity to elevate their roles, as well as an equally extraordinary risk of ...

Recent pronouncements made by the U.S. Securities and Exchange Commission leadership, alongside the recent overhaul of the ...

The U.K. financial regulator's move towards "impactful deterrence" could see smaller and mid-size firms come increasingly under the spotlight as the watchdog aims to tackle market-wide concerns ...

The Department of Justice (DOJ) criminal division has announced a blanket policy against prosecuting companies that voluntarily disclose criminal wrongdoing and take other steps-and holding any ...

For the past few years, companies have been grappling with how to control employees' use of AI in the workplace, but it seems ...

Federal court judges in New York and Michigan have offered split rulings on whether AI prompts seeking information from AI ...

For many organizations, "war risk" still sounds like a niche concern, something reserved for defense contractors, energy ...

Anti-money-laundering rules are the chief compliance concern for fund managers - and other sectors should take note - according to Isabella Agius, product head, corporate solutions, in the client ...

Financial services company Canaccord has been hit with an $80 million penalty by the U.S. Treasury's Financial Crimes ...

The U.K.'s financial regulators have long maintained that AI use by banks, insurers, and other financial services firms is ...

A major online site used by cybercriminals to buy and sell information stolen from corporations and individuals worldwide has been shut down by an international enforcement action, the Department of ...